-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CrHgDtqfS+HPqq3xeinQFGxHHNTQeh0LcW7YDwEuHenA7kSTrbEJpx8tgNqCwuZD sNsPZ0ay3v9XLyoCyOb6Pg== 0001113056-02-000004.txt : 20020419 0001113056-02-000004.hdr.sgml : 20020419 ACCESSION NUMBER: 0001113056-02-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020419 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONIC TRADING GROUP LLC CENTRAL INDEX KEY: 0001113056 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEYERSON M H & CO INC /NJ/ CENTRAL INDEX KEY: 0000913781 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 131924455 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47248 FILM NUMBER: 02615937 BUSINESS ADDRESS: STREET 1: NEWPORT TOWER 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014599500 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 SC 13D/A 1 etg13da1304092002.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) M.H.Meyerson & Co., Inc. - ----------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - ----------------------------------------------------------- (Title of Class of Securities) 55301Q - ----------------------------------------------------------- (CUSIP Number) Gregg Giaquinto 900 Third Avenue, Suite 200 New York, New York 10022 - ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) April 18, 2002 - ----------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition, which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No.: 55301Q 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Person Electronic Trading Group, LLC 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds WC - See Item 3 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization Illinois Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 11. Aggregate Amount Beneficially Owned by Each Reporting Person 451,380 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 6.86% - See Item 5 14. Type of Reporting Person BD CUSIP No.: 55301Q 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert Kanter 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds N/A 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization U.S.A. Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 11. Aggregate Amount Beneficially Owned by Each Reporting Person 451,380 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 6.86% - See Item 5 14. Type of Reporting Person IN Electronic Trading Group, L.L.C. hereby amends and supplements the Schedule 13D dated as of April 17, 2000 originally filed with the Securities and Exchange Commission (the "SEC") on April 27, 2000 as amended by (i) Amendment No. 1 dated as of April 24, 2000 filed with the SEC on April 28, 2000; (ii) Amendment No. 2 dated as of May 24, 2000 filed with the SEC on May 26, 2000; (iii) Amendment No. 3 dated as of July 27, 2000 filed with the SEC on August 1, 2000; (iv) Amendment No. 4 dated as of September 5, 2000 filed with the SEC on September 12, 2000; (v) Amendment No. 5 dated as of September 14, 2000 filed with the SEC on September 18, 2000; (vi) Amendment No. 6 dated as of September 26, 2000 filed with the SEC on September 28, 2000; (vii) Amendment No. 7 dated as of November 28, 2000 filed with the SEC on December 1, 2000; (viii) Amendment No. 8 dated as of December 21, 2000 filed with the SEC on December 29, 2000; (ix) Amendment No. 9 dated as of December 29, 2000 filed with the SEC on January 5, 2001;(x) Amendment No. 10 dated as of April 26, 2001 filed with the SEC on May 2, 2001;(xi) Amendment No. 11 dated as of February 6, 2006 filed with the SEC on February 6, 2002;(xii) Amendment No. 12 dated as of February 12, 2002 filed with the SEC on February 13, 2002 (the "Schedule") as follows: Item 3. Source and Amount of Funds or Other Consideration Item 3 of the Schedule is hereby amended by inserting the following at the end of the first paragraph thereof: From February 7, 2002 to March 27, 2002 the Company purchased and sold shares of the Issuer's Common Stock resulting in an aggregate net sale of 76,500 shares through open market transactions at average daily prices ranging from $.34 to $.78 per share, for a net sale price of $42,131.00. 146,200 shares were purchased and sold through an investment account at Spear, Leeds & Kellogg ("SLK"), a broker-dealer, pursuant to arrangements under which SLK may be deemed to have extended credit in connection with sales. Item 5. Interest in Securities of the Issuer Item 5(a) of the Schedule is hereby deleted in its entirety and replaced with the following: The Company beneficially owns, in the aggregate, 451,380 shares of the Issuer's Common Stock, which constitutes 6.86% of the Issuer's outstanding Common Stock as of November 27, 2001, as disclosed in the Issuer's Form 10-Q filed on December 7, 2001. Of the 451,380 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the power to dispose or direct the disposition of all the shares. Item 5(b) of the Schedule is hereby deleted in its entirety and replaced with the following: Of the 451,380 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the power to dispose or direct the disposition of all the shares. Item 5(c) of the Schedule is amended by inserting the following at the end thereof: As shown in Addendum 1 hereto, from February 7, 2002 to March 27, 2002, the Company made a net sale of 76,500 shares of the Issuer's Common Stock in open market transactions. Item 7. Material to be Filed as Exhibits Item 7.1 of the Schedule is hereby amended by deleting "February 13, 2002" in the third line and inserting "April 18, 2002" in lieu thereof. Addendum 1 to the Schedule is hereby amended by inserting the following at the end thereof: Shares Shares Average Price Per Share Date Purchased (Sold) Position (Excluding commission) 02/07/02 (3000) 524,880 .42 02/07/02 (3000) 521,880 .43 02/08/02 (800) 521,080 .40 02/08/02 5000 526,080 .40 02/08/02 (3000) 523,080 .40 02/08/02 (5000) 518,080 .40 02/08/02 500 518,580 .40 02/08/02 4500 523,080 .40 02/08/02 2000 525,080 .39 02/08/02 900 525,980 .40 02/12/02 (3000) 522,980 .41 02/14/02 (4800) 518,180 .39 02/14/02 (4000) 514,180 .39 02/21/02 900 515,080 .37 02/21/02 2000 517,080 .37 02/21/02 2000 519,080 .36 02/21/02 2000 521,080 .34 02/22/02 (800) 520,280 .40 02/22/02 (100) 520,180 .40 02/25/02 (900) 519,280 .40 02/27/02 (4000) 515,280 .40 02/28/02 100 515,380 .40 03/01/02 1800 517,180 .35 03/04/02 100 517,280 .40 03/05/02 200 517,480 .35 03/05/02 200 517,680 .35 03/05/02 (200) 517,480 .35 03/06/02 (1000) 516,480 .40 03/07/02 100 516,580 .40 03/11/02 (3000) 513,580 .42 03/18/02 (2000) 511,580 .48 03/18/02 (1000) 510,580 .45 03/18/02 (800) 510,780 .45 03/18/02 (1000) 509,780 .45 03/18/02 (1000) 508,780 .47 03/18/02 (2000) 506,780 .49 03/18/02 (2000) 504,780 .50 03/18/02 (1900) 502,880 .51 03/18/02 (1800) 500,080 .52 03/18/02 (1000) 499,080 .55 03/18/02 (100) 499,980 .57 03/18/02 (900) 498,080 .57 03/18/02 100 498,180 .57 03/19/02 (2000) 496,180 .60 03/19/02 (2000) 494,180 .61 03/19/02 1000 495,180 .56 03/19/02 1000 496,180 .52 03/19/02 1000 497,180 .50 03/19/02 1000 498,180 .50 03/19/02 (3000) 495,180 .52 03/19/02 (3000) 492,180 .53 03/19/02 (2000) 490,180 .54 03/19/02 (2500) 488,680 .51 03/19/02 (2000) 486,680 .51 03/19/02 1000 487,680 .54 03/20/02 (5000) 482,680 .48 03/21/02 (2000) 480,680 .50 03/25/02 (1000) 479,680 .51 03/25/02 (200) 478,480 .52 03/26/02 (1000) 477,480 .52 03/26/02 (1000) 476,480 .53 03/26/02 (1000) 475,480 .54 03/26/02 (1000) 474,480 .55 03/26/02 (1000) 473,480 .56 03/27/02 (1000) 472,480 .58 03/27/02 (1000) 471,480 .59 03/27/02 (1000) 470,480 .60 03/27/02 (1000) 469,480 .61 03/27/02 (1000) 468,480 .63 03/27/02 (1000) 467,480 .64 03/27/02 (1000) 466,480 .65 03/27/02 (1000) 465,480 .66 03/27/02 (1000) 464,480 .67 03/27/02 (1000) 463,480 .68 03/27/02 (1000) 462,480 .69 03/27/02 1000 463,480 .68 03/27/02 (1000) 462,480 .65 03/27/02 (1000) 461,480 .71 03/27/02 (1000) 460,480 .72 03/27/02 (1000) 459,480 .73 03/27/02 (1000) 458,480 .74 03/27/02 (1000) 457,480 .74 03/27/02 (1000) 456,480 .75 03/27/02 1000 457,480 .73 03/27/02 (1000) 456,480 .71 03/27/02 (700) 456,780 .71 03/27/02 1000 457,780 .71 03/27/02 1000 458,780 .71 03/27/02 (2500) 455,280 .70 03/27/02 (2500) 453,780 .70 03/27/02 (500) 452,280 .70 03/27/02 100 452,380 .72 03/27/02 2000 454,380 .70 03/27/02 2000 456,380 .70 03/27/02 (1000) 455,380 .76 03/27/02 (1000) 454,380 .77 03/27/02 (1000) 453,380 .78 03/27/02 (1000) 452,380 .73 03/27/02 (1000) 451,380 .74 ___________________________________________________________________ Subtotal from 02/07/02 to 35500 (112000) 03/27/02 Aggregate 02/06/02 Position 527,880 Total as of 1,503,610 (1,052,230) 451,380 5.8583 3/27/02
SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, the undersigneds hereby certify that the information set forth in this statement is true, complete and correct. ELECTRONIC TRADING GROUP, LLC /s/ ________________________ By: Robert A. Kanter Title: Member Manager Date: April 18, 2002 ROBERT A. KANTER /s/ ______________________ Date: April 18, 2002 -----END PRIVACY-ENHANCED MESSAGE-----